• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2013 / November / 28 / Securities Docket News Wire for November 27, 2013

Securities Docket News Wire for November 27, 2013

By Securities Docket on November 28, 2013, 8:55 am

  • Morgan Stanley and Citi Got SEC Inquiries on Foreign Hiring – http://t.co/3FIcAv7ZoP http://t.co/BZcZS8e1Xf ->
  • SEC aims to loosen rules on foreign broker-dealers in U.S., official says — Financial Regulatory Forum http://t.co/htaphUkdj8 ->
  • HP, Whitman Must Face Investor Suit Over Autonomy – Bloomberg http://t.co/2iX3r5o3Yq ->
  • Securities Docket News Wire for November 26, 2013 http://t.co/mBexywosFo ->
  • Hedge-fund ‘Fight Club’ traded illegal tips instead of punches – Bloomberg http://t.co/L681dSlMfu ->
  • Additional legal costs for big banks could top $100 billion – CNNMoney http://t.co/qEI62hPl6O ->
  • Data Analytics Helps SEC Bring Fraud Charges Against Money Fund Manager – Compliance Week http://t.co/u8IuZc6zco ->
  • Here’s why Wall Street has a hard time being ethical –theguardian.com http://t.co/2uNOBzzk6P ->
  • The global financial crisis is over: Nomura — CNBC http://t.co/xl541kwN1R ->
  • Why securities lawyers should give thanks to Native Americans — On the Case http://t.co/q8Or40NrSi ->

Posted in News Wire | Tagged News Wire

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Our Sponsors

Securities-Docket_260x125_14Sec

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events