‘Enforcement 40’ for 2020
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By Securities Docket on December 3, 2013, 8:55 am
Get caught up with the Securities Docket News Wire for December 2, 2013.
By Securities Docket on December 3, 2013, 7:37 am
Ernst & Young LLP agreed to pay investors $99 million to settle litigation over its auditing of the bankrupt Lehman Brothers Holdings Inc., according to a filing in federal court in Manhattan. The accord, disclosed by plaintiffs’ lawyers in a filing yesterday in federal court in Manhattan, would resolve claims of investors who bought certain […]
By Securities Docket on December 3, 2013, 7:24 am
A top lieutenant to Bernard L. Madoff explained in detailed, often colorful testimony the lengths required to maintain the firm’s massive Ponzi scheme, including one incident in which the staff put fake trading records into a refrigerator so an auditor wouldn’t be able to tell they were still warm from having just been printed. via […]
By Securities Docket on December 3, 2013, 7:23 am
A European financial watchdog on Monday left open the door for regulatory action after it said it discovered a series of “shortcomings” in how the major rating agencies assess risk to sovereign debt. via European Watchdog Warns of Possible Action Against Ratings Agencies – NYTimes.com