‘Enforcement 40’ for 2020
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By Securities Docket on December 5, 2013, 8:55 am
Get caught up with the Securities Docket News Wire for December 4, 2013.
By Securities Docket on December 5, 2013, 7:31 am
Bernard Madoff’s deputies made fake paperwork showing trading losses to save $1.7 million owed to an investor who died with “too much money” in his account even as the firm was being flooded with new customers and cash in the 1990s, the con man’s former finance chief told a jury. While Madoff usually backdated trades […]
By Securities Docket on December 5, 2013, 7:30 am
The US justice department plans to bring mortgage fraud cases against several financial institutions early in 2014, using as a template the case that ended last month in JPMorgan Chase and Co.’s $13 billion settlement, US Attorney General Eric Holder said on Wednesday. In an interview with Reuters, Holder would not say which companies or […]
By Securities Docket on December 5, 2013, 7:29 am
An employee of Deutsche Bank AG and a former executive of a pension fund for workers of units of Japanese trading house Mitsui & Co. have been arrested over suspicion of bribery, police authorities said Thursday. via Arrests made in Japanese pension probe – MarketWatch
By Securities Docket on December 5, 2013, 7:24 am
Frank DiPascali Jr., a top operative in Bernard L. Madoff’s securities firm, gave jurors a detailed accounting of the inner workings of the firm’s massive Ponzi scheme, including a description of how his boss reacted when handed an example of a forged trading report. via Madoff Employees Crafted Detailed Forgeries, Ex-Executive Says – WSJ.com