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By Securities Docket on December 14, 2013, 8:55 am
Get caught up with the Securities Docket News Wire for December 13, 2013.
By Securities Docket on December 14, 2013, 7:34 am
U.S. securities laws have their limits and do not justify making UBS AG liable to shareholders for touting its ability to control risk even as it harbored a rogue trader who caused $2.3 billion of losses, a federal judge ruled on Friday. via UBS ruled not liable to U.S. shareholders for rogue trader — Reuters
By Securities Docket on December 14, 2013, 7:32 am
The U.S. Supreme Court on Friday agreed to rule on when workers can sue their employer over losses to 401(k) funds containing shares of a company’s own stock. The high court agreed to hear an appeal brought by Cincinnati-based Fifth Third Bancorp. The financial firm is fighting a class-action lawsuit alleging it violated a federal […]