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Browse: Home / 2013 / December / 14 / Securities Docket News Wire for December 13, 2013

Securities Docket News Wire for December 13, 2013

By Securities Docket on December 14, 2013, 8:55 am

  • Securities Docket News Wire for December 12, 2013 http://t.co/x9Lu0Luyez ->
  • Analysis: SEC plans to take more cases to trial despite losses — Reuters http://t.co/PLRwMpFacX ->
  • Merrill Lynch charged with misleading investors in 2006 — USA TODAY http://t.co/KkodTkRSwn ->
  • Ex-senator Gregg leaves top SIFMA job – The Washington Post http://t.co/8OBTAynVnS ->
  • S&P Says Trial on 163 Securities Sought by U.S. Is Unfair – Bloomberg http://t.co/rl2WOQTCqS ->
  • U.S. Regulator Intensifies Scrutiny Of Fee-Based Accounts — Financial Advisor http://t.co/N8D3wFw6Ik ->
  • SEC Losing Streak Continues in Los Angeles Fraud Case — NLJ http://t.co/TOi2CuWwyL ->
  • HK inside-trade payout more deterrent than portent — Reuters http://t.co/BBC051fxXn ->
  • UK: Morrison Employee Said to Be Arrested in Insider-Trading Probe – Bloomberg http://t.co/MmrQ6gWD2t ->
  • India: New insider trading norms will add to compliance costs, hit hard smaller cos – Financial Express http://t.co/lCVGPoqVv4 ->
  • Jan. 8 Webcast: SEC Enforcement – Key Developments in 2013 http://t.co/TUeCIOmMEf ->

Posted in News Wire | Tagged News Wire

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