- Securities Docket News Wire for December 12, 2013 http://t.co/x9Lu0Luyez ->
- Analysis: SEC plans to take more cases to trial despite losses — Reuters http://t.co/PLRwMpFacX ->
- Merrill Lynch charged with misleading investors in 2006 — USA TODAY http://t.co/KkodTkRSwn ->
- Ex-senator Gregg leaves top SIFMA job – The Washington Post http://t.co/8OBTAynVnS ->
- S&P Says Trial on 163 Securities Sought by U.S. Is Unfair – Bloomberg http://t.co/rl2WOQTCqS ->
- U.S. Regulator Intensifies Scrutiny Of Fee-Based Accounts — Financial Advisor http://t.co/N8D3wFw6Ik ->
- SEC Losing Streak Continues in Los Angeles Fraud Case — NLJ http://t.co/TOi2CuWwyL ->
- HK inside-trade payout more deterrent than portent — Reuters http://t.co/BBC051fxXn ->
- UK: Morrison Employee Said to Be Arrested in Insider-Trading Probe – Bloomberg http://t.co/MmrQ6gWD2t ->
- India: New insider trading norms will add to compliance costs, hit hard smaller cos – Financial Express http://t.co/lCVGPoqVv4 ->
- Jan. 8 Webcast: SEC Enforcement – Key Developments in 2013 http://t.co/TUeCIOmMEf ->
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