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Browse: Home / 2013 / December / 17 / ‘Well-Positioned’ SEC Releases FY 2013 Enforcement Statistics – Compliance Week

‘Well-Positioned’ SEC Releases FY 2013 Enforcement Statistics – Compliance Week

By Securities Docket on December 17, 2013, 12:13 pm

Today, the SEC released statistics about its enforcement efforts in fiscal year 2013. For the year ending September 30, 2013, the SEC filed 686 enforcement actions and generated a record $3.4 billion in monetary sanctions against defendants and respondents in its cases.

via ‘Well-Positioned’ SEC Releases FY 2013 Enforcement Statistics – Compliance Week

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