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Browse: Home / 2013 / December / 18 / 2013 SEC Enforcement Stats Show Financial Fraud Cases Continue to Dwindle – Compliance Week

2013 SEC Enforcement Stats Show Financial Fraud Cases Continue to Dwindle – Compliance Week

By Securities Docket on December 18, 2013, 2:29 pm

The SEC’s just-released enforcement statistics for FY 2013 show that the agency filed just 68 “Financial Fraud/Issuer Disclosure” cases in 2013. These 68 cases represent the fewest financial fraud cases the agency has brought in at least the last 16 years, and mark at least the sixth consecutive year in which the number of financial fraud cases filed has declined.

via 2013 SEC Enforcement Stats Show Financial Fraud Cases Continue to Dwindle – Compliance Week

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Posted in SEC, Top | Tagged Financial Fraud, Reports

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