‘Enforcement 40’ for 2020
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By Securities Docket on December 31, 2013, 1:06 pm
Mark Cuban’s insider trading trial is long over but he is not finished engaging with the SEC. Cuban recently stated that he plans to launch a business that will collect and publish SEC trial transcripts highlighting SEC tactics he considers suspect. via Is the Mark Cuban Victory Lap Finished or Just Getting Started, Part II […]
By Securities Docket on December 31, 2013, 9:24 am
… The difficult truth here is the Commission cannot pursue everything it’s confronted with. There is more securities fraud in the world than the SEC can address. And, given the numbers involved, that last piece is very hard to do, especially given the consequences of getting it wrong. Most tips that lead to successful enforcement […]