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Law 2014: In White Collar Crime, It’s Deja Vu All Over Again – Law Blog – WSJ

By Securities Docket on January 1, 2014, 10:15 am

So, as we watch the ball drop on 2013, keep your eyes on three familiar enforcement areas in the new year: insider trading, accounting fraud, and, you guessed it, the Foreign Corrupt Practices Act. via Law 2014: In White Collar Crime, It’s Deja Vu All Over Again – Law Blog – WSJ

Posted in Criminal, SEC | Tagged Web Watch, Year in Review

Regulators Have New Cases of Frauds and Abuses to Tackle – NYTimes.com

By Securities Docket on January 1, 2014, 10:11 am

Goodbye 2013 frauds; welcome 2014 abuses. The financial crisis may be five years behind us, but there will never be a shortage in the ways in which the financial markets may be manipulated and abused. via Regulators Have New Cases of Frauds and Abuses to Tackle – NYTimes.com

Posted in Criminal, SEC | Tagged Financial Fraud, Web Watch

Will Privacy Vanish – WSJ.com

By Securities Docket on January 1, 2014, 10:09 am

The article “Traders Seek an Edge With High-Tech Snooping,” page one, Dec. 19, confirms that regulations of “insider trading by any means”—legal or not—cannot keep up with advances in technology. via Will Privacy Vanish – WSJ.com

Posted in SEC, Top | Tagged Insider Trading, Sleuthing