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Browse: Home / 2014 / January / 04 / SEC Financial-Reporting Enforcment Cases Will Rise in 2014 — CFO.com

SEC Financial-Reporting Enforcment Cases Will Rise in 2014 — CFO.com

By Securities Docket on January 4, 2014, 9:18 am

In 2013, the SEC brought fewer enforcement actions involving financial fraud and issuer disclosure — 68 — than during any year in the previous decade. Even including Foreign Corrupt Practices Act cases, the number was still a record-low 73, compared to 94 cases brought the previous year and far down from the high-water mark of 219 in 2007. But recent developments suggest that the downward trend will turn, perhaps dramatically, in 2014.

via SEC Financial-Reporting Enforcment Cases Will Rise in 2014 — CFO.com

Posted in SEC, Top | Tagged Financial Fraud

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