Securities Docket News Wire for January 4, 2014

Finra to Crack Down on Brokers With High Number of Complaints – http://t.co/3FIcAv7ZoP http://t.co/PmU0P5lWR9 ->
Securities Docket News Wire for January 3, 2014 http://t.co/2VSCRRdD61 ->
With Crisis Behind Him, S.E.C.’s Co-Chief of Enforcement Is Leaving – http://t.co/qsTYnLRDfm http://t.co/KZG0mx6okG ->
SEC Financial-Reporting Enforcment Cases Will Rise in 2014 — http://t.co/C6P9xIsZ1i http://t.co/pWtTMcwWPi ->
SEC’s Mary Jo White wants companies to fess up – http://t.co/LHh7tLnUWi http://t.co/LVpKFq7TJm ->
Sleaze in the Cinema: The Wolf at the compliance officer’s door – The FCPA Blog http://t.co/RniqvMzMt8 ->
Regulator of Wall Street Loses Its Hard-Charging Chairman – http://t.co/HeZK5dmn68 http://t.co/KmmPOOtokQ ->
JPMorgan Broker Barred for Role in Insider Trading Scheme – http://t.co/3FIcAv7ZoP http://t.co/lLzZqMR1md ->
SEC’s Revolving Door To Turn A Little Slower – http://t.co/klajFkL2um http://t.co/KpXiVAJ7NR ->