‘Enforcement 40’ for 2020
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By Securities Docket on January 6, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for January 5, 2014.
By Securities Docket on January 6, 2014, 8:09 am
Foreign Corrupt Practices Act enforcement, it is not just about the DOJ. Granted, as a civil enforcement agency its sticks are less sharp than the DOJ’s, but the SEC also claims a significant piece of the FCPA enforcement pie (query whether it should – but that is a subject for another day – for instance […]
By Securities Docket on January 6, 2014, 7:21 am
Working through a long list of legal problems, JPMorgan Chase is starting the new year with another steep payout to the government. The bank plans to reach as soon as this week roughly $2 billion in criminal and civil settlements with federal authorities who suspect that it ignored signs of Bernard L. Madoff’s Ponzi scheme, […]