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Browse: Home / 2014 / January / 08 / Securities Docket News Wire for January 7, 2014

Securities Docket News Wire for January 7, 2014

By Securities Docket on January 8, 2014, 8:55 am

  • Securities Docket News Wire for January 6, 2014 http://t.co/sB7rukDBZU ->
  • The SEC: The Future Path of Enforcement (Part II) — SEC ACTIONS http://t.co/ZZsgO5O0nA ->
  • Top Ten D&O Stories of 2013 — The D & O Diary http://t.co/kUJDsBqfhZ ->
  • Martoma on trial, but Steve Cohen’s in the room — New York Post http://t.co/OJYQMuG51O ->
  • DPAs, NPAs and the Hybrid Corporate Monitor — Bribery Library Blog http://t.co/QeuydskWsb ->
  • SAC Trial Seen by Probe Convict as Latest Abusive Tactic – Businessweek http://t.co/S97gTX9krG ->
  • Fifteen Things to Expect from the SECs Enforcement Division in 2014 — Robins, Kaplan http://t.co/JP1TSU5D7L ->
  • Must-Watch: PBS Frontline’s ‘To Catch a Trader’ Airs Tonight – Compliance Week http://t.co/xO87A2kGFg ->
  • Judge Forrest Denies Tourre’s Motion for New Trial — S.D.N.Y. Blog http://t.co/TjXdjvZshB ->
  • SEC Enforcement’s Osnato Named Chief of Renamed ‘Complex Financial Instruments Unit… http://t.co/r0Ar82QTIs ->

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