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Browse: Home / 2014 / January / 09 / Wylys’ stockbroker settles SEC fraud, insider trading case — Reuters

Wylys’ stockbroker settles SEC fraud, insider trading case — Reuters

By Securities Docket on January 9, 2014, 7:41 am

A stockbroker for the wealthy Texas investors Samuel and Charles Wyly agreed to pay $498,693 to settle regulatory charges that he assisted in the brothers’ alleged $550 million fraud and conducted insider trading, settlement papers made public on Wednesday show.

via Wylys’ stockbroker settles SEC fraud, insider trading case — Reuters

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Posted in SEC, Top | Tagged Insider Trading, Settlements

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