‘Enforcement 40’ for 2020
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By Securities Docket on January 14, 2014, 1:12 pm
On Monday night, the House and Senate revealed details of the $1.1 trillion spending bill they expect to pass later this week. The bill seems to be both good news and bad news for the SEC–with more bad than good. via SEC to Receive 2% Budget Increase in FY 2014, Far Below 26% Requested Increase – […]
By Securities Docket on January 14, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for January 13, 2014.
By Securities Docket on January 14, 2014, 8:08 am
The federal bankruptcy judge presiding over the liquidation of assets related to Bernard Madoff’s epic Ponzi scheme has died, a clerk to the U.S. Bankruptcy Court in New York said on Monday. U.S. Bankruptcy Judge Burton Lifland, 84, died on Sunday, according to the clerk, Vito Genna. Genna said he did not know the cause […]
By Securities Docket on January 14, 2014, 7:53 am
The state’s attorney general, Eric T. Schneiderman, cited the settlement as a wider effort to crack down on what he called “insider trading 2.0.” His focus is on those who might be getting a peek at market-moving information before it reaches the rest of the investment world.Mr. Schneiderman is pushing to expand what can be […]