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Join the Securities Litigation and Enforcement Group on LinkedInAlmost 100%: Ivory Soap, Walter White’s Blue Meth and Takeover Litigation – Compliance Week
It is hard to make anything 100% pure. Ivory Soap famously falls just short at 99.44% pure. Even Breaking Bad’s Walter White could not get his blue-tinted methamphetamine purer than 99.1%. We appear to be closing in quickly, however, on the 100% level in one area of law: takeover litigation. via Almost 100%: Ivory Soap, Walter White’s […]
Gold dust for compliance officers — The FCPA Blog
One of the best places compliance officers can find support is in the United States Attorneys Manual (USAM) — the playbook for federal prosecutors. Compliance officers who want to succeed should memorize big chunks of USAM Title 9 — Principles of Federal Prosecution of Business Organizations. It’s a gold mine of reasons why companies need […]
Jury Gives SEC Split Verdict In Insider Trading – Front Running Trial — SEC ACTIONS
The Commission was handed a split verdict in its insider trading – front running case against Siming Yang and his investment company, Prestige Trade Investments Limited by an Illinois jury yesterday. SEC v. Yang, Case No. 12-cv-02473 (N.D. Ill. Filed April 4, 2012). The jury found for the defendants and against the Commission on an […]