‘Enforcement 40’ for 2020
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By Securities Docket on January 17, 2014, 10:35 am
Traders have already picked up on the idea that the disappearing message service Snapchat may be a way to share insider trading tips without leaving a trail. Now a service called Confide wants to take the concept of disappearing messages deeper into the corporate world. via ‘Confide’ App Brings Disappearing Messages to the Corporate World […]
By Securities Docket on January 17, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for January 16, 2014.
By Securities Docket on January 17, 2014, 7:43 am
From JPMorgan Chase’s $13 billion settlement over mortgage securities to lawsuits brought by bondholders, a barrage of litigation has been raining down on Wall Street banks. Yet the banks are not disclosing a number that is crucial for assessing their ability to deal those legal costs. And, curiously, the regulator that has sway over companies’ […]
By Securities Docket on January 17, 2014, 7:42 am
The Justice Department hasn’t charged employees at two-thirds of nearly 400 companies that have settled criminal investigations or been convicted of crimes in recent years, according to newly analyzed data. The analysis, by a University of Virginia law professor, highlights a question that has ignited debate in combating white-collar crime: Should the government hold individuals […]