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Browse: Home / 2014 / January / 21 / Banned Stocks Held by SEC Employees Trigger Agency Ethics Review – Businessweek

Banned Stocks Held by SEC Employees Trigger Agency Ethics Review – Businessweek

By Securities Docket on January 21, 2014, 2:29 pm

Securities and Exchange Commission attorneys are reviewing the stock holdings of about 3,400 employees after some New York staffers were found to own securities prohibited by ethics rules.

via Banned Stocks Held by SEC Employees Trigger Agency Ethics Review – Businessweek

Posted in SEC, Top | Tagged Ethics

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