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Browse: Home / 2014 / January / 22 / Tourre Seeks Leniency in S.E.C. Case – NYTimes.com

Tourre Seeks Leniency in S.E.C. Case – NYTimes.com

By Securities Docket on January 22, 2014, 2:58 pm

In a court filing on Tuesday, Mr. Tourre’s lawyers attacked the Securities and Exchange Commission’s pursuit of more than $1 million in penalties, calling it “unwarranted and unjust” and “unreasonably severe.” Mr. Tourre’s lawyers are proposing something far smaller: a maximum penalty of $65,000.

via Tourre Seeks Leniency in S.E.C. Case – NYTimes.com

Posted in SEC, Top | Tagged Penalties

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