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Browse: Home / 2014 / January / 23 / SEC Subpoena Enforcement for Documents and Testimony Results in Rare Arrest – Compliance Week

SEC Subpoena Enforcement for Documents and Testimony Results in Rare Arrest – Compliance Week

By Securities Docket on January 23, 2014, 8:08 pm

It is a long and rarely-traveled road between receiving a subpoena for documents or testimony from the SEC and actually getting yourself arrested, but Anthony Coronati completed the journey down that road today when he was arrested by the U.S. Marshals Service.

via SEC Subpoena Enforcement for Documents and Testimony Results in Rare Arrest – Compliance Week

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Posted in SEC, Top | Tagged Contempt of Court, Subpoenas

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