‘Enforcement 40’ for 2020
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By Securities Docket on January 28, 2014, 10:02 pm
In a speech delivered yesterday at the 41st Annual Securities Regulation Institute in Coronado, California, SEC Chair Mary Jo White announced that a “revolutionary” new tool for identifying insider trading by investment firms will be rolled out in 2014. via SEC’s ‘NEAT’ Tool Sifts Massive Quantities of Trade Data to Flag Insider Trading – Compliance Week