‘Enforcement 40’ for 2020
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By Securities Docket on January 29, 2014, 10:44 am
As head of the division, Ceresney sets the agenda for his unit as it pivots away from handling financial crisis cases, and strives to meet White’s promise of a “bold and unrelenting” crackdown on Wall Street abuses. He gets first crack at deciding which cases to bring, when to settle and under what terms. Here’s […]
By Securities Docket on January 29, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for January 28, 2014.
By Securities Docket on January 29, 2014, 8:13 am
One of the newest members of the Securities and Exchange Commission blasted a panel of top financial regulators Monday for encroaching on the agency’s turf — and rebuffing him when he tried to get a seat at the table. In one of his first public speeches since joining the SEC in August, Republican Commissioner Michael […]
By Securities Docket on January 29, 2014, 7:09 am
Ben Lawsky, New York’s top financial watchdog, told a panel of high-profile tech investors on Tuesday that he’s moving full steam ahead with plans to regulate crypto currencies like bitcoin amid concerns that the cyber cash has become the money of choice for criminals. via NY clamping down on bitcoin — New York Post
By Securities Docket on January 29, 2014, 7:06 am
The provocative theory is that the big banks have not paid enough in recent legal settlements to make amends for their role in stoking the subprime housing boom and bust. Hedge funds, contending that the banks have so far underpaid, have bought subprime mortgage-backed bonds, which they hope will rise in value. That would happen […]