Daily Archives: January 31, 2014, 12:08 pm

Ten Changes to Expect from the SEC’s New Enforcement Program — The Harvard Law School Forum on Corp. Gov. and Fin. Reg.

Fast forward again. Mary Jo White, the former U.S. Attorney for the Southern District of New York, becomes the first former prosecutor and litigator to chair the Commission. She knows the Commission’s reputation is improving, but she also knows it has not fully recovered. So what does she say? Let’s look. Because her words are the best roadmap to what…

Read More

Former Chief of S.E.C. to Shift Consulting Job – NYTimes.com

Just nine months after joining the Promontory Financial Group, a consulting firm that straddles the worlds of Wall Street and Washington, [Mary] Schapiro is planning to leave her full-time role there. Ms. Schapiro, a managing director and chairwoman of the governance and markets practice at Promontory, will instead become the vice chairwoman of the firm’s advisory board. via Former Chief…

Read More