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Browse: Home / 2014 / January / 31 / Ten Changes to Expect from the SEC’s New Enforcement Program — The Harvard Law School Forum on Corp. Gov. and Fin. Reg.

Ten Changes to Expect from the SEC’s New Enforcement Program — The Harvard Law School Forum on Corp. Gov. and Fin. Reg.

By Securities Docket on January 31, 2014, 12:08 pm

Fast forward again. Mary Jo White, the former U.S. Attorney for the Southern District of New York, becomes the first former prosecutor and litigator to chair the Commission. She knows the Commission’s reputation is improving, but she also knows it has not fully recovered. So what does she say? Let’s look. Because her words are the best roadmap to what you can expect from the Commission’s enforcement program now and at least over the next few years.

via Ten Changes to Expect from the SEC’s New Enforcement Program — The Harvard Law School Forum on Corporate Governance and Financial Regulation

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