‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on February 3, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for February 2, 2014.
By Securities Docket on February 3, 2014, 7:49 am
The Securities and Exchange Commission today charged a pair of college professors in Tallahassee, Fla., with perpetrating a complex naked short selling scheme for more than $400,000 in illicit profits. via SEC Charges Two College Professors in Naked Short Selling Scheme — SEC Press Release
By Securities Docket on February 3, 2014, 7:46 am
As the March 5, 2014 date for oral argument before the United States Supreme Court in the closely-watched Halliburton case approaches, the briefing process in the case has continued to unfold. On January 29, 2014, the Erica P. John Fund, the respondent (the plaintiff in the underlying action) filed its merits brief in the case, […]