Daily Archives: February 5, 2014, 11:15 pm

Mixed Verdict Returned in SEC Case Against Life Partners – WSJ.com

Life Partners Holdings Inc., a Texas company that sold fractional life-insurance investments to nearly 30,000 people, was found liable for revenue-recognition fraud and several other allegations filed by federal regulators in a civil lawsuit, but the federal jury found for the defense on more sweeping fraud claims involving the company’s underlying business practices, according to an attorney for the company.…

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ASIC Takes to YouTube to Defend Decision Not to Pursue Insider Trading Charges in David Jones Case – Compliance Week

Down Under, Australia’s primary securities regulator has begun using its YouTube channel to get the agency’s message out about its decisions in cases such as the high-profile David Jones insider trading inquiry in which it declined to take action. via ASIC Takes to YouTube to Defend Decision Not to Pursue Insider Trading Charges in David Jones Case – Compliance Week

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