‘Enforcement 40’ for 2020
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By Securities Docket on February 11, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for February 10, 2014.
By Securities Docket on February 11, 2014, 7:35 am
An agency ethics office has given the chief of the Securities and Exchange Commission the go-ahead to end her recusal from cases involving a major bank that was among her prior clients at a Wall Street law firm. Mary Jo White received word in a Feb. 6 letter that waiving a part of her standard […]
By Securities Docket on February 11, 2014, 7:32 am
The U.S. Securities and Exchange Commission has demanded an admission of wrongdoing from Texas investor Samuel Wyly, as part of an ongoing policy shift from allowing defendants to settle lawsuits without acknowledging the charges against them. Details of the settlement talks with Wyly emerged at a federal court hearing in New York last week, when […]