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Browse: Home / 2014 / February / 12 / A new cop at the SEC – Pensions & Investments

A new cop at the SEC – Pensions & Investments

By Securities Docket on February 12, 2014, 7:40 am

With Mary Jo White now leading the Securities and Exchange Commission, senior executives of investment management firm and officials of fiduciary fund boards as well as compliance professionals alike should recognize the need to step up their game to avoid a potential run-in with the new cop on the beat.

via A new cop at the SEC – Pensions & Investments

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Posted in Industry, Top | Tagged Compliance, Investment Advisors

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