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Browse: Home / 2014 / February / 13 / Quan Jury Delivers Mixed Verdict But SEC Prevails on Key Fraud Claims – Compliance Week

Quan Jury Delivers Mixed Verdict But SEC Prevails on Key Fraud Claims – Compliance Week

By Securities Docket on February 13, 2014, 11:29 am

A jury’s mixed verdict in the SEC’s case against fund manager Marlon Quan had both the SEC and Quan declaring victory yesterday, although the SEC seems to have gotten the better of it.

via Quan Jury Delivers Mixed Verdict But SEC Prevails on Key Fraud Claims – Compliance Week

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