‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInMark Cuban Visits D.C. to Speak About SEC Case, Enforcement Policy – Compliance Week
Even on the NBA’s trade deadline, Dallas Mavericks owner Mark Cuban was willing to travel to Washington, D.C. and set aside an entire morning to voice his strong feelings about the work of the SEC–and specifically his recent “brutal” experience as a defendant in an SEC insider trading case. via Mark Cuban Visits D.C. to […]
Securities Docket News Wire for February 19, 2014
Get caught up with the Securities Docket News Wire for February 19, 2014.
SEC claims drunk lawyer had insider tipple – FT.com
An alleged insider trading scheme involving a claim about an intoxicated lawyer and his wealth manager has drawn the attention of US prosecutors. The US attorney’s office in Brooklyn filed a motion to intervene in the case asking the Florida judge to stay a Securities and Exchange Commission civil proceeding because of its ongoing criminal […]
Turning Blind Eye to Tippers No Protection From Charges – Bloomberg
U.S. prosecutors may bring charges for ignoring the source of illegal information used for trading, an appeals court ruled in its second decision in as many days widening the scope and penalties for insider cases. via Turning Blind Eye to Tippers No Protection From Charges – Bloomberg