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By Securities Docket on February 20, 2014, 3:08 pm
Even on the NBA’s trade deadline, Dallas Mavericks owner Mark Cuban was willing to travel to Washington, D.C. and set aside an entire morning to voice his strong feelings about the work of the SEC–and specifically his recent “brutal” experience as a defendant in an SEC insider trading case. via Mark Cuban Visits D.C. to […]
By Securities Docket on February 20, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for February 19, 2014.
By Securities Docket on February 20, 2014, 7:46 am
An alleged insider trading scheme involving a claim about an intoxicated lawyer and his wealth manager has drawn the attention of US prosecutors. The US attorney’s office in Brooklyn filed a motion to intervene in the case asking the Florida judge to stay a Securities and Exchange Commission civil proceeding because of its ongoing criminal […]
By Securities Docket on February 20, 2014, 7:42 am
U.S. prosecutors may bring charges for ignoring the source of illegal information used for trading, an appeals court ruled in its second decision in as many days widening the scope and penalties for insider cases. via Turning Blind Eye to Tippers No Protection From Charges – Bloomberg