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By Securities Docket on February 21, 2014, 10:36 am
As I noted here, Mark Cuban was in D.C. yesterday to speak at an event sponsored by law firm Cooley LLP that focused on his SEC insider trading case. For whatever reason I assumed he would be headed out of town yesterday but it turns out that Cuban had other D.C.-based plans today — at the […]
By Securities Docket on February 21, 2014, 8:56 am
The SEC has named Sharon B. Binger as the new director of its Philadelphia Regional Office. Binger fills the vacancy created in October 2013, when Dan Hawke stepped down as director to focus on leading the Enforcement Division’s Market Abuse Unit. via SEC’s Binger Named Director of Philadelphia Regional Office – Compliance Week
By Securities Docket on February 21, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for February 20, 2014.
By Securities Docket on February 21, 2014, 8:05 am
On February 11, Margaret McGuire, Vice Chair of the US Securities and Exchange Commission’s (SEC) Financial Reporting and Audit Task Force (Task Force), participated in a DC Bar panel discussion to review the objectives, administration and early initiatives of the Task Force since its formation was announced by the SEC last July. Below is a […]