‘Enforcement 40’ for 2020
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By Securities Docket on February 25, 2014, 9:07 am
U.S. prosecutors have reached a deferred prosecution agreement with a Securities and Exchange Commission examiner charged with making false statements about his stock holdings that were prohibited under SEC ethics rules, according to a court filing made public Monday. via US agrees to deal with SEC staffer in stock-ownership case — Reuters
By Securities Docket on February 25, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for February 24, 2014.
By Securities Docket on February 25, 2014, 8:48 am
After Monday, deferred prosecution agreements (DPAs) will be available to the UK Serious Fraud Office (SFO) in its fight of financial crimes, including corruption. The SFO has stated that, although DPAs will be “a welcome addition to the prosecutor’s toolkit…,” its “preferred option” remains prosecution. via Deferred Prosecution Agreements in the UK: Worthy of their price? […]
By Securities Docket on February 25, 2014, 7:41 am
The most prominent Bitcoin exchange appeared to be on the verge of collapse late Monday, raising questions about the future of a volatile marketplace. Apparent Theft at Mt. Gox Shakes Bitcoin World – NYTimes.com.