Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInUS agrees to deal with SEC staffer in stock-ownership case — Reuters
U.S. prosecutors have reached a deferred prosecution agreement with a Securities and Exchange Commission examiner charged with making false statements about his stock holdings that were prohibited under SEC ethics rules, according to a court filing made public Monday. via US agrees to deal with SEC staffer in stock-ownership case — Reuters
Securities Docket News Wire for February 24, 2014
Get caught up with the Securities Docket News Wire for February 24, 2014.
Deferred Prosecution Agreements in the UK: Worthy of their price? — The FCPA Blog
After Monday, deferred prosecution agreements (DPAs) will be available to the UK Serious Fraud Office (SFO) in its fight of financial crimes, including corruption. The SFO has stated that, although DPAs will be “a welcome addition to the prosecutor’s toolkit…,” its “preferred option” remains prosecution. via Deferred Prosecution Agreements in the UK: Worthy of their price? […]
Apparent Theft at Mt. Gox Shakes Bitcoin World – NYTimes.com
The most prominent Bitcoin exchange appeared to be on the verge of collapse late Monday, raising questions about the future of a volatile marketplace. Apparent Theft at Mt. Gox Shakes Bitcoin World – NYTimes.com.