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Browse: Home / 2014 / February / 25 / US agrees to deal with SEC staffer in stock-ownership case — Reuters

US agrees to deal with SEC staffer in stock-ownership case — Reuters

By Securities Docket on February 25, 2014, 9:07 am

U.S. prosecutors have reached a deferred prosecution agreement with a Securities and Exchange Commission examiner charged with making false statements about his stock holdings that were prohibited under SEC ethics rules, according to a court filing made public Monday.

via US agrees to deal with SEC staffer in stock-ownership case — Reuters

Posted in SEC, Top | Tagged DPAs

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