‘Enforcement 40’ for 2020
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By Securities Docket on March 7, 2014, 1:50 pm
SEC enforcement lawyer Carmen Lawrence joins King & Spalding.
By Securities Docket on March 7, 2014, 12:24 pm
On top of criminal charges brought by the Manhattan D.A. yesterday, the SEC announced its own case against five defendants from collapsed law firm Dewey & LeBoeuf LLP. The SEC alleged that the defendants resorted to a “grab bag of accounting gimmicks” to artificially inflate the firm’s income and distort financial performance in advance of […]
By Securities Docket on March 7, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for March 6, 2014.
By Securities Docket on March 7, 2014, 8:03 am
A jury in the U.S. district court in Cleveland, Ohio, found that Andrew Jacobs and Leslie Jacobs committed insider trading in the context of a tender offer, the U.S. Securities and Exchange Commission announced in a statement. At the same time, the jury also found that the brothers were not liable under a broader insider […]