‘Enforcement 40’ for 2020
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By Securities Docket on March 10, 2014, 12:26 pm
The Securities and Exchange Commission today announced a new cooperation initiative out of its Enforcement Division to encourage issuers and underwriters of municipal securities to self-report certain violations of the federal securities laws rather than wait for their violations to be detected. via SEC Launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters — SEC […]
Posted in SEC, Top | Tagged Cooperation, Municipal Securities
By Securities Docket on March 10, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for March 9, 2014.