Daily Archives: March 10, 2014, 12:26 pm

SEC Launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters — SEC Press Release

The Securities and Exchange Commission today announced a new cooperation initiative out of its Enforcement Division to encourage issuers and underwriters of municipal securities to self-report certain violations of the federal securities laws rather than wait for their violations to be detected. via SEC Launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters  — SEC Press Release

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