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Browse: Home / 2014 / March / 10 / SEC Launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters — SEC Press Release

SEC Launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters — SEC Press Release

By Securities Docket on March 10, 2014, 12:26 pm

The Securities and Exchange Commission today announced a new cooperation initiative out of its Enforcement Division to encourage issuers and underwriters of municipal securities to self-report certain violations of the federal securities laws rather than wait for their violations to be detected.

via SEC Launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters  — SEC Press Release

Posted in SEC, Top | Tagged Cooperation, Municipal Securities

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