Daily Archives: March 13, 2014, 3:52 pm

SEC Strikes Again at S.A.C. Capital Affiliate With New Insider Trading Case – Compliance Week

Almost exactly one year after the SEC announced a record $600 million insider trading settlement with hedge fund advisory firm CR Intrinsic Investors, it announced a new, unrelated insider trading case and settlement against a former analyst at the S.A.C. Capital affiliate. via SEC Strikes Again at S.A.C. Capital Affiliate With New Insider Trading Case – Compliance Week

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Guest Post: Halliburton: Procedures and Percentages—Why Did the Court Care and What Do They Mean? — The D&O Diary

By now, most of us have heard about argument in Halliburton v. Erica P. John Fund, No. 13?317, which took place before the Supreme Court last week.  Of course, it is impossible to know how the Court will rule when it issues its opinion later this year—likely in June.  However, analysts generally have agreed upon two takeaways from the argument.…

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