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Browse: Home / 2014 / March / 13 / SEC Strikes Again at S.A.C. Capital Affiliate With New Insider Trading Case – Compliance Week

SEC Strikes Again at S.A.C. Capital Affiliate With New Insider Trading Case – Compliance Week

By Securities Docket on March 13, 2014, 3:52 pm

Almost exactly one year after the SEC announced a record $600 million insider trading settlement with hedge fund advisory firm CR Intrinsic Investors, it announced a new, unrelated insider trading case and settlement against a former analyst at the S.A.C. Capital affiliate.

via SEC Strikes Again at S.A.C. Capital Affiliate With New Insider Trading Case – Compliance Week

Posted in SEC, Top | Tagged Insider Trading, Settlements

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