‘Enforcement 40’ for 2020
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By Securities Docket on March 19, 2014, 11:25 am
The SEC alleges that the members of an insider trading ring engaged in several maneuvers in an effort to avoid being caught and to avoid liability if they were caught, including eating napkins and creating bogus research and emails. via SEC Says Insider Ring Ate Napkins, Created Phony Documents to Hide Scheme – Compliance Week.
By Securities Docket on March 19, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for March 18, 2014.
By Securities Docket on March 19, 2014, 7:01 am
SEC’s Matthew Rossi joins Mayer Brown in D.C.