‘Enforcement 40’ for 2020
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By Securities Docket on March 20, 2014, 9:09 am
The Securities and Exchange Commission will soon review recommendations for possible regulatory action targeting proxy advisory firms, SEC Chair Mary Jo White said on Wednesday. via SEC close to weighing possible action on proxy advisory firms — Reuters
By Securities Docket on March 20, 2014, 9:06 am
France’s highest appeals court on Wednesday said former Société Générale trader Jérôme Kerviel must serve the three-year prison sentence handed to him for his wayward bets but it overturned an award of €4.9 billion ($6.37 billion) in civil damages that was to be paid to the bank. via Court Upholds Prison Sentence for Rogue Trader […]