‘Enforcement 40’ for 2020
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By Securities Docket on March 28, 2014, 2:25 pm
The SEC announced fraud charges today against L&L Energy Inc., which operates out of China and Taiwan, and its founder for making numerous false disclosures, including a misrepresentation that the company had a CFO at all. via SEC Charges Company and Founder With False Disclosures on Existence of CFO – Compliance Week
By Securities Docket on March 28, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for March 27, 2014.
By Securities Docket on March 28, 2014, 8:09 am
Former shareholders seeking billions from the most powerful private equity firms in a bombshell collusion case are expected to seek class-action status on Friday, The Post has learned…. KKR, Bain Capital, Silver Lake Partners, Blackstone Group, Carlyle Group, TPG Capital and Goldman Sachs agreed from 2004 to 2008 not to jump one another’s signed deals, […]
By Securities Docket on March 28, 2014, 8:04 am
The proposed distribution will mark the fourth year in a row that Picard has made a distribution to victims, bringing the total payout thus far to nearly $6 billion including the proposed distribution. With the fourth distribution, Picard announced that Madoff victims will now have received approximately 46% of their allowed loss. Combined with the […]
By Securities Docket on March 28, 2014, 7:58 am
A U.S. magistrate judge recommended dismissal of a lawsuit against over $850 million in mortgage debt, according to a court filing. A federal judge has recommended dismissal of a U.S. government lawsuit accusing Bank of America of defrauding investors into buying about $855 million of mortgage securities that soured during the global financial crisis. via […]