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May 29 Webcast: Cybersecurity and Financial Firms–Legal Counsel as Quarterback for Data Breach Incident Response
Please join John Reed Stark and Nicholas A. Oldham for this free webcast.
Securities Docket News Wire for April 29, 2014
Get caught up with the Securities Docket News Wire for April 29, 2014.
The SEC Record of Small and Big Bucks – MoneyBeat – WSJ
A forthcoming academic study has done just that for one regulator, tracking the money investors have received from the Securities and Exchange Commission’s efforts to punish frauds and other financial crimes. The results of the research, to be published in the Stanford Law Review in 2015, cast the SEC’s performance in an interesting light: The […]
How Does One Become an SEC Commissioner? – Compliance Week
How does one become an SEC Commissioner? On his CorporateAffairs.tv YouTube channel, Broc Romanek does a nice job of answering that question. In short, as Broc explains in a video, there are 5 key steps. via How Does One Become an SEC Commissioner? – Compliance Week
SEC Chair Mary Jo White Named One of TIME’s ‘100 Most Influential People in the World’ – Compliance Week
Last week, TIME Magazine released its annual list of the “100 most influential people in the world,” headlined by the woman featured on the cover, Beyoncé. Also notably included on this list was SEC Chair Mary Jo White. White was included in the “Pioneers” category and her entry, titled “Wall Street’s top watchdog,” was written by […]
Securities Docket News Wire for April 28, 2014
Get caught up with the Securities Docket News Wire for April 28, 2014.
Busting Insider Trading: As Pointless as Prohibition – WSJ.com
… The story for today is that we are repeating the errors of Prohibition. We see federal prosecutors making names for themselves by convicting mostly low-level functionaries. We see the so-called corruption of otherwise good folks, including medical researchers and high-tech specialists, with valuable information. Yet with so much wealth at stake, this “corruption” surely […]
Con man gets prison for San Diego church fraud — FresnoBee.com
A former pastor and notorious con man was sentenced to five years in federal prison Monday for stealing $3.5 million from his San Diego church and its members, a tale of betrayal that a judge said made the three-time felon one of the worst white-collar criminals. Barry Minkow, 48, was ordered to do the time […]
Securities Docket News Wire for April 25, 2014
Get caught up with the Securities Docket News Wire for April 25, 2014.
Securities Docket News Wire for April 24, 2014
Get caught up with the Securities Docket News Wire for April 24, 2014.