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Join the Securities Litigation and Enforcement Group on LinkedInSEC Chair White Testifies for FY 2015 Budget, Details Enforcement Initiatives – Compliance Week
Yesterday, SEC Chair Mary Jo White offered detailed testimony on why the SEC needs the $1.7 billion proposed in President Obama’s fiscal year 2015 budget request. She laid out a list of initiatives in the enforcement area, including the need to “keep pace with today’s high-tech, high-speed markets.” via SEC Chair White Testifies for FY […]
Securities Docket News Wire for April 1, 2014
Get caught up with the Securities Docket News Wire for April 1, 2014.
U.S. SEC probing high-speed trading — Reuters
“We currently have a number of ongoing investigations regarding various market integrity and structure issues including high frequency trading and automated trading,” SEC Chair Mary Jo White said before a Congressional hearing. via U.S. SEC probing high-speed trading — Reuters
Three men convicted for insider trading – InvestorDaily
Three Sydney men have been convicted on insider trading charges following an investigation by ASIC. Former UCL Resources chief executive Christopher Jordinson, his nephew Joe Turner and Jonathan Breen were convicted yesterday at the Downing Centre District Court in Sydney. In November 2013, Mr Jordinson pleaded guilty to leaking inside information to Mr Turner about […]