‘Enforcement 40’ for 2020
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By Securities Docket on April 3, 2014, 8:55 am
Get caught up with the Securities Docket News Wire for April 2, 2014.
By Securities Docket on April 3, 2014, 8:02 am
A former investment banker at Evercore Group pleaded guilty on Wednesday to criminal charges that he engaged in insider trading and used proceeds to pay a one-time mistress to support their child. Frank Perkins Hixon Jr., a former senior manager at the bank, pleaded guilty to six criminal counts at a hearing in the U.S. […]
By Securities Docket on April 3, 2014, 7:51 am
Got to love Mary Jo White, the Chairwoman of the SEC. While Michael Lewis’s book Flash Boys was getting all the headlines and was the topic of some of the best television on CNBC, ever, Ms White used the firestorm to ask for more money for the SEC. Shocking ? The only shock would be […]