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While the SEC’s fraud case against Robert J. Vitale is probably the least of his worries right now, it still memorializes some pretty outrageous alleged misrepresentations made by Vitale to investors. via SEC Alleges Misrepresentations, Whopping Embellishments by Stock Promoter – Compliance Week
Get caught up with the Securities Docket News Wire for April 22, 2014.
Overall Filings of corporate and securities lawsuits during the first quarter of 2014 were at their lowest levels since before the financial crisis, according to the latest report from Advisen, the insurance information firm…. via Advisen Releases First Quarter 2014 Corporate and Securities Litigation Report — The D&O Diary