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How does one become an SEC Commissioner? On his CorporateAffairs.tv YouTube channel, Broc Romanek does a nice job of answering that question. In short, as Broc explains in a video, there are 5 key steps. via How Does One Become an SEC Commissioner? – Compliance Week
Last week, TIME Magazine released its annual list of the “100 most influential people in the world,” headlined by the woman featured on the cover, BeyoncĂ©. Also notably included on this list was SEC Chair Mary Jo White. White was included in the “Pioneers” category and her entry, titled “Wall Street’s top watchdog,” was written by […]
Get caught up with the Securities Docket News Wire for April 28, 2014.
… The story for today is that we are repeating the errors of Prohibition. We see federal prosecutors making names for themselves by convicting mostly low-level functionaries. We see the so-called corruption of otherwise good folks, including medical researchers and high-tech specialists, with valuable information. Yet with so much wealth at stake, this “corruption” surely […]
A former pastor and notorious con man was sentenced to five years in federal prison Monday for stealing $3.5 million from his San Diego church and its members, a tale of betrayal that a judge said made the three-time felon one of the worst white-collar criminals. Barry Minkow, 48, was ordered to do the time […]