‘Enforcement 40’ for 2020
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By Securities Docket on May 1, 2014, 5:00 pm
Please join Adam Warren and Janet M. Angstadt for this free webcast.
By Securities Docket on May 1, 2014, 9:40 am
In his seven years on the federal bench, the 50-year-old former drug prosecutor has become well-known for his lengthy criminal sentences and has raised eyebrows among many in the defense bar for his expansive interpretations of the securities laws. But now, Judge Sullivan and his rulings are getting a turn under the microscope. via Tough […]
By Securities Docket on May 1, 2014, 9:38 am
“There are a lot of new rules for credit rating agencies,” SEC Enforcement Director Andrew Ceresney said at the Reuters Financial Regulation Summit. “That’s an area we’re very focused on, and trying to make sure that we’re enforcing those, and I think you’ll see some activity there. via SEC pursuing new enforcement cases against rating […]