‘Enforcement 40’ for 2020
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By Securities Docket on May 2, 2014, 2:54 pm
Berman noted that the agency has a new surveillance system, known as Midas, that collects price data from all U.S. exchanges and that helps the SEC evaluate practices such as co-location, in which traders cut trading times by placing computers inside an exchange, and proprietary feeds, or streams of data send to clients faster than […]
By Securities Docket on May 2, 2014, 12:34 pm
The U.S. Attorney’s Office for Southern District of New York has named Katherine R. Goldstein as the new co-chief of its high-profile Securities and Commodities Fraud Task Force. via SDNY Appoints Katherine Goldstein as Co-Chief of Securities Fraud Task Force – Compliance Week