- Morgan Stanley Fined $5m for 83 IPOs Sold to Retail Customers http://t.co/M2HH8KbPkT ->
- Recent Developments in SEC Enforcement: Contacts
A Review of Mary Jo White’s First Year — Arnold & Porter http://t.co/L5jEqEjNSw -> - ConnectOne Bancorp shareholders drop bank merger lawsuits – http://t.co/W4fqM208Nk http://t.co/F9FilZHBW5 ->
- Corporate Gift Giving, Hospitality a Little Less Posh in Era of U.K. Bribery Act – Compliance Week http://t.co/LgI09aZzfh ->
- Hong Kong Seeks to Impose 'Cold Shoulder' Trading Ban on Tiger Asia's Executives – Compliance Week http://t.co/uMreqWzqLe ->
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