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Browse: Home / 2014 / May / 19 / U.S. court faults SEC trial strategy against broker, tosses verdict | Reuters

U.S. court faults SEC trial strategy against broker, tosses verdict | Reuters

By Securities Docket on May 19, 2014, 3:16 pm

Faulting the U.S. Securities and Exchange Commission’s trial strategy, a federal appeals court on Monday overturned a jury’s finding that a former Prudential Securities broker committed civil fraud by rapidly trading mutual funds.

The 2nd U.S. Circuit Court of Appeals in Manhattan said the evidence did not support a December 2011 negligence verdict against Frederick O’Meally, and that the case should be dismissed.

via U.S. court faults SEC trial strategy against broker, tosses verdict | Reuters

Posted in SEC, Top | Tagged Dismissals, Trials

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